Legal

Securities products and services offered by InvestX Markets LLC (“InvestX Markets”), member of FINRA and SIPC and InvestX Financial (Canada) Ltd. (“InvestX Financial” and, together with InvestX Markets, the “InvestX B/Ds”), a registered exempt market dealer in the provinces of British Columbia, Alberta, Ontario, Quebec, Nova Scotia and New Brunswick, a registered portfolio manager in Alberta and British Columbia, and a registered investment fund manager in Alberta, British Columbia, Ontario and Quebec.

None of the information displayed on or downloadable from investx.com (the “website”) represents an offer to buy or sell or a solicitation of an offer to buy or sell any security, nor does it constitute an offer to provide investment advice or service. Registered representatives of InvestX B/Ds do not provide legal, tax or transactional advisory services.

Information regarding companies available on the website has been collected from or generated from publicly available sources. The availability of company information does not indicate that such company has endorsed, supports or otherwise participates with InvestX. InvestX does not sell or rent your information. Use of the InvestX website constitutes acknowledgement that you have read, understood and agreed to be legally bound by the terms in these disclaimers.

By using the website or the information, tools, features or functionality provided on the website and by InvestX constitutes acceptance of InvestX’s Terms of Use and Privacy Policy.

Offers to sell, or the solicitations of offers to buy, any security can only be made through official offering documents that contain important information about risks, fees, and expenses.

Investing in private company securities is not suitable for all investors. An investment in private company securities is highly speculative and involves a high degree of risk and should only be considered a long-term investment. You must be prepared to withstand a total loss of your investment. Private company securities are also highly illiquid. Shares of these privately-held companies do not trade on any national securities exchange, and there is no guarantee that the shares of these companies will ever be traded on any national securities exchange. Each investment also carries its own specific risks and you should complete your own independent due diligence regarding the investment, including obtaining additional information about the company, opinions, financial projections and legal or other investment advice. Accordingly, investing in private company securities is appropriate only for those investors who can tolerate a high degree of risk and do not require a liquid investment. Inherent, actual or potential conflicts of interest may exist between you and InvestX. These investments are not bank deposits (and thus not insured by the Canadian Deposit Insurance Corporation in Canada or the Federal Deposit Insurance Corporation in the United States or by any other federal governmental agency), are not guaranteed by InvestX and may lose value. Neither the Securities and Exchange Commission nor any federal or state securities commission or regulatory authority in the United States or any provincial or territorial securities commission or regulatory authority in Canada has recommended or approved any investment or the accuracy or completeness of any of the information or materials provided by or through this website.

Any financial projections or returns shown on this website are illustrative examples only, and there can be no assurance that any valuations provided are accurate or in agreement with market or industry valuations.

InvestX is not responsible for any errors, omissions or representations on any of its web pages or on any links to other web pages contained on such pages. The InvestX website contains material submitted by third-parties. These third-parties are solely responsible for ensuring that the materials submitted comply with all legal requirements.

The information on the InvestX website is updated from time to time. InvestX disclaims any warranties, expressed or implied, as to the quality, accuracy, efficacy, completeness, performance, or fitness of the InvestX website for any particular purpose, including without limitation any comments, feedback and advertisements contained on the website.

InvestX makes no warranty that the contents of the InvestX website are free from infection by viruses or any other contaminating or destructive properties and shall have no liability in respect thereof.

All trademarks, logos and brand names are the property of their respective owners. All company, product and service names used are for identification purposes only. Use of these names, trademarks and brands does not imply endorsement.

Cautionary Note: Forward-Looking Statements.

This document or information on the website contains “forward-looking information” within the meaning of securities laws with respect to statements that may predict, forecast, indicate or imply future plans, intentions, levels of activity, results, performance or achievements, and involve known and unknown risks, uncertainties and other factors which may cause the actual plans, intentions, activities, results, performance or achievements of any security to be materially different from any future plans, intentions, activities, results, performance or achievements expressed or implied by such forward-looking information. Often, but not always, forward-looking information can be identified by the use of words such as “plans”, “expects”, “is expected”, “budget”, “scheduled”, “estimates”, “forecasts”, “intends”, “anticipates”, will”, “projects”, or “believes” or variations (including negative variations) of such words and phrases, or statements that certain actions, events, results or conditions “may”, “could”, “would”, “might” or “will” be taken, occur or be achieved. Except for statements of historical fact, information contained herein constitutes forward-looking information. Forward-looking information is not a guarantee of future performance and is based upon a number of estimates and assumptions of the management of any issuers found on the website at the date the statements are made. While a company may consider these assumptions to be reasonable, the assumptions are inherently subject to significant business, social, economic, political, regulatory, competitive, and other risks and uncertainties, contingencies and other factors that could cause actual performance, achievements, actions, events, results or conditions to be materially different from those projected in the forward-looking information. Many assumptions are based on factors and events that are not within the control of the issuer and there is no assurance they will prove to be correct.

Furthermore, such forward-looking information involves known and unknown risks, uncertainties, and other factors which may cause the actual results, performance or achievements of the issuer to be materially different from any future results, performance, or achievements expressed or implied by such forward-looking information. Such factors include, among others, general business, economic, competitive, political, regulatory, and social uncertainties. Although InvestX understands that a company has attempted to identify important factors that could cause actual performance, achievements, actions, events, results, or conditions to differ materially from those described in forward-looking information, there may be other factors that cause performance, achievements, actions, events, results, or conditions to differ from those anticipated, estimated, or intended. Readers are cautioned that the foregoing list of important factors and assumptions is not exhaustive. Other events or circumstances could cause actual results to differ materially from those estimated or projected and expressed in, or implied by, this forward-looking information. Forward-looking information is made as of the date of any offering document provided by issuer and we understand the issuer has no obligation to update or revise any forward-looking information, whether as a result of new information, future events or results or otherwise, except as required by applicable law. There can be no assurance that forward-looking information will prove to be accurate, as actual results and future events could differ materially from those anticipated in such statements. Accordingly, readers should not place undue reliance on forward-looking information.

Please find specific disclosures at the following links: Privacy Policy, AML Policy, Business Continuity Plan, Customer Complaint Notice and SIPC.